Prosperity Financial Group, Inc.
Prosperity Financial Group, Inc. is a financial planning and wealth management firm in San Ramon, California. It is not a lender. The SEC lists it as a registered investment adviser. Its website describes retirement, investment, college and tax planning, plus 401(k) advice for employers. It also sells IRAs, annuities and life insurance.
What Prosperity Financial Group offers
- Financial planning: Its “Fingerprint Financial Planning” process covers insurance needs, retirement savings, investment income, education funding, estate plan updates, family trusts and charitable giving.
- Wealth and investment management: Ongoing management of your investments, alongside retirement and tax planning.
- College planning: Help with education savings, including 529 plans.
- 401(k) advisory services: Retirement plan advice for employers.
- Products: IRAs, annuities and life insurance. The firm doesn’t offer loans of any kind.
Who it may suit, and who should look elsewhere
Right for you if:
- You want ongoing advice on retirement, investing or college savings.
- You want an adviser that says it acts as a fiduciary, meaning it must put your interests first.
Not right for you if:
- You need a business loan. The firm doesn’t lend.
- You only want to buy an annuity or insurance policy without a broader plan.
Before you apply
The SEC’s Investment Adviser Public Disclosure site lists Prosperity Financial Group, Inc. under CRD number 339321. It shows SEC registration approved on December 1, 2025, and an office at 2333 San Ramon Valley Blvd., Suite 200, San Ramon. An older firm of the same name, CRD 145540, shows its SEC registration ended on December 24, 2025. Look up the 339321 record when you check this firm.
Before you hire any adviser, ask how they’re paid: flat fees, a share of your assets or commissions on products such as annuities and insurance. Read the firm’s Form ADV on the SEC site. Our directory lists the firm’s phone as (925) 314-8500.
If you came here for financing, our business loans guide covers lenders. Our guide on checking a lender’s license uses similar public lookups.
